Eligibility comes first
State the legal criteria, evidence required, review process and renewal obligations for the relevant jurisdiction.
Understand the protection differences
Professional classification may change leverage, disclosures, compensation eligibility, negative-balance treatment or complaint rights. Present a side-by-side comparison.
No automatic upgrade
A client must actively request or consent where required. Approval is never based solely on deposit size.
Common questions
Does professional status mean lower risk?: No. It may allow higher exposure and different protections, increasing potential losses.
Can I return to retail status?: Explain the applicable process and any conditions.